EDUCATION:
Bucknell University
Bachelors of Arts, Economics
Duke University School of Law
Juris Doctorate (JD)
CERTIFICATIONS:
CERTIFIED FINANCIAL PLANNER ™
Certified Plan Fiduciary Advisor
LICENSED IN:
NASD/FINRA Series 7
NASD/FINRA Series 24
NASD/FINRA Series 53
NASD/FINRA Series 63
NASD/FINRA Series 65
EXPERIENCE
AREA OF FOCUS
AFFILIATIONS
Scott has more than 20 years of investment consulting and financial planning experience which includes working for The Ayco Company, L.P. (a boutique financial planning firm) and Merrill Lynch (a global wealth management firm). Scott joined LGT in January 2009.
Scott’s day-to-day responsibilities include investment advisory services, comprehensive financial planning and qualified plan consulting to employers. To this end, Scott works with business owners, senior-level Fortune 500 executives, professional athletes and other high net worth individuals providing investment and financial advice. Scott also serves as LGT Financial Advisory Group’s Chief Compliance Officer and conducts due diligence on the firm’s investment strategies.
Scott graduated from Duke University School of Law in 1994 and from Bucknell University in 1991. He is a licensed Certified Financial Planner (CFP®) and a Certified Plan Fiduciary Advisor (CPFA). In addition, he holds a Series 7 License (General Securities), a Series 24 License (General Principal), a Series 53 (Municipal Securities Principal), a Series 63 License (Uniform Securities Agent State) and a Series 65 License (Uniform Investment Adviser) from the Financial Industry Regulation Authority (FINRA).
Personal Financial Planning
Investment Management
Retirement Planning
Estate Planning
Life & Health Insurance
Certified Financial Planner Board of Standards, Inc.—Member
Financial Planning Association (FPA), Dallas-Ft. Worth Chapter—Member
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Tackle Tax Planning Challenges Head On
Tax planning continues to be challenging for businesses. Several valuable tax breaks expired Dec. 31, 2014, and it’s looking more and more likely that we’ll have a repeat of last year, when Congress didn’t extend expired tax breaks until December, giving business little time to implement tax-saving steps accordingly. Read More
The Bipartisan Budget Act of 2015: New Partnership Audit Rules
The Bipartisan Budget Act of 2015 signed into law on November 2, 2015 has gathered a lot of attention lately for its purpose to help the U.S. government avert financial obligations by raising the discretionary spending limit. Read More
LGT is one of the largest professional accounting and advisory firms in the Dallas/Fort Worth metroplex area.
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Tips for Preventing Fraud in Your Organization
If your not-for-profit became a victim of fraud, it wouldn’t just hurt your organization’s bottom line — the infraction also could do devastating damage to your reputation. By implementing some simple controls, though, your organization can help protect itself from these risks. Read More
How to Communicate Financial Information to Patients
The wave of healthcare reform has led to a closer focus on the need for clear, consistent and transparent communication of patient financial information. Read More
8 Tips for Improving Work-Site Productivity
In an industry as labor-intensive as construction, few things can hurt a contractor’s profitability more than unproductive workers. Here are eight tips for improving productivity. Read More
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